Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Auletta is a registered representative with Fidelity Brokerage Services LLC, an active Broker-Dealer. Cassandra has been in the securities industry since 2008 and holds Series 7, 9, 10, 63 and SIE licenses. Cassandra is registered to sell securities in 53 states and the District of Columbia. Prior to joining Fidelity Brokerage Services LLC, Cassandra worked for National Financial Services LLC. Cassandra has a branch office location in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/29/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
01/14/2013 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
03/04/2008 - 08/06/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 03/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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