Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Jo Bartlett is a financial advisor with over 20 years of experience in the financial services industry. Cassandra is currently registered with Charles Schwab & CO., Inc. and is licensed to provide investment advice in California and Texas. Cassandra previously worked for Ameriprise Financial Services, Inc., Fidelity Brokerage Services LLC, Security Distributors, Inc., and UMB Financial Services, Inc. Cassandra holds the Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. Cassandra also holds the Securities Industry Essentials Examination (SIE) license. Cassandra is an active member of the financial services industry and is committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
09/13/2021 - Present
Charles Schwab & CO., Inc. (Carmel CA)
NV
03/12/2018 - 04/18/2018
AMERIPRISE FINANCIAL SERVICES, INC. (LAS VEGAS NV)
UT
07/25/2008 - 06/29/2016
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
KS
12/21/2007 - 05/21/2008
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
MO
09/26/2000 - 11/19/2007
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CO
02/18/2000 - 09/19/2000
BROKERAGE ADMINISTRATORS CORPORATION (ENGLEWOOD CO)
IA
Issued 12/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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