Unclaimed
Cassandra Brooks is a financial advisor licensed to conduct business in Alabama. Cassandra is associated with Cetera Financial Specialists LLC. Cassandra has been in the financial industry since December 8, 2020. Cassandra has passed the Series 63, Series 6TO, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AL
12/08/2020 - Present
Cetera Financial Specialists LLC (GARDENDALE AL)
BC
Issued 02/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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