Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Gail Sanzo is a financial advisor in Houston, Texas, who has been in the industry since 1991. Cassandra is registered with Morgan Stanley and holds a number of professional designations, including the Series 7, Series 63, Series 10, Series 9, Series 3, and Series 31 licenses. Cassandra has a strong track record of providing financial advice to a range of clients, including high-net-worth individuals, families, and businesses. Cassandra is committed to providing personalized financial advice and helping clients achieve their financial goals. Cassandra's previous affiliations include Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
03/20/2006 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
NJ
07/26/1999 - 02/06/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/25/1993 - 07/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/01/1991 - 04/27/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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