Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Erin Vincent is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Cassandra has been in the securities industry since 2006. Prior to joining Fidelity Personal And Workplace Advisors, Cassandra worked at Charles Schwab & Co., Inc., UNIONBANC INVESTMENT SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and WELLS FARGO ADVISORS, LLC. Cassandra holds Series 7, 9, 10, 66 and SIE licenses. Cassandra specializes in providing financial planning, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (WALNUT CREEK CA)
CA
11/14/2018 - 04/19/2022
CHARLES SCHWAB & CO., INC. (Walnut Creek CA)
CA
01/29/2015 - 10/24/2018
UNIONBANC INVESTMENT SERVICES, LLC (WALNUT CREEK CA)
CA
08/22/2013 - 07/18/2014
CITIGROUP GLOBAL MARKETS INC. (GREENBRAE CA)
CA
01/03/2011 - 07/10/2013
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
04/15/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 07/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Cassandra Vincent is the right advisor for you? Invested Better is here to help.
