Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Broughton is an investment advisor representative who has been in the securities industry for over 1 year. Cassandra has a Series 7TO, Series 66, and SIE. Cassandra is registered to provide investment advisory services in 52 states and the District of Columbia. Cassandra is currently employed by Fidelity Brokerage Services LLC. Cassandra provides investment advisory services to high-net-worth individuals, pension and profit-sharing plans, corporations and other businesses, individuals other than high-net-worth, and state or municipal government entities. Cassandra has a specialization in providing investment advisory services to high-net-worth individuals, trusts and estates, insurance companies, investment companies, charitable organizations, and pooled investment vehicles. Cassandra is also an adjunct faculty member at Southern New Hampshire University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NH
05/17/2024 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BOTH
Issued 06/14/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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