Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Nelson is a financial advisor with LPL Financial LLC. Casey has been in the financial services industry since 2009. Casey holds Series 6, 7, 9, 10, 63, 66, 99TO, and SIE licenses. Casey has previously worked with U.S. Bancorp Investments, Inc., Cetera Investment Services LLC, Charles Schwab & Co., Inc., Wells Fargo Clearing Services, LLC, VALIC Financial Advisors, Inc., ProEquities, Inc., Jackson National Life Distributors LLC, and Woodbury Financial Services, Inc.. Casey's firm LPL Financial LLC is an independent broker-dealer that provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/16/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
MO
03/04/2022 - 05/17/2023
U.S. BANCORP INVESTMENTS, INC. (CLAYTON MO)
MN
02/10/2021 - 08/03/2021
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
MN
02/25/2019 - 11/18/2020
CHARLES SCHWAB & CO., INC. (Edina MN)
IL
04/12/2013 - 01/15/2019
WELLS FARGO CLEARING SERVICES, LLC (NAPERVILLE IL)
MN
02/25/2013 - 03/28/2013
VALIC FINANCIAL ADVISORS, INC. (EDINA MN)
MN
10/29/2012 - 03/14/2013
PROEQUITIES, INC. (COON RAPIDS MN)
CO
01/18/2011 - 08/24/2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
WI
03/22/2010 - 01/13/2011
LPL FINANCIAL LLC (APPLETON WI)
WI
09/05/2008 - 03/19/2010
THRIVENT INVESTMENT MANAGEMENT INC. (GREEN BAY WI)
MN
06/30/2006 - 08/15/2006
WOODBURY FINANCIAL SERVICES, INC. (EAGAN MN)
BOTH
Issued 11/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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