Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey McFarland is a registered investment advisor representative with Principal Asset Management, in Bainbridge Is, Washington. Casey has been in the industry since April 5, 2001, and has held the Series 66, 65, and 63 licenses. They also have the Series 7 and 10 licenses and the SIE exam. Previously Casey worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Casey has been with Principal Asset Management since January 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
WA
01/19/2022 - Present
Principal Asset Management (Bainbridge Is WA)
WA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
WA
02/14/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
BOTH
Issued 01/13/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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