Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Mason is a financial advisor who has been working in the industry since 1999. Casey is currently registered with Texas Capital Bank Private Wealth Advisors. Casey is also registered in all 50 states and the District of Columbia. Prior to Casey's current position, Casey has worked at several other firms including Hilltop Securities Inc., Purshe Kaplan Sterling Investments, Avantax Investment Services, Inc., and 1st Global Capital Corp. Casey has a wide range of experience and expertise in the financial services industry. Casey holds Series 3, 7, 10, 24, 31, 63, 65, 99TO, and SIE licenses. Casey is a valuable resource for individuals and families seeking financial guidance. Casey specializes in working with high net worth individuals, corporations, and charitable organizations. Casey provides a variety of services including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
01/31/2023 - Present
Texas Capital Bank Private Wealth Advisors (DALLAS TX)
TX
08/30/2021 - 04/26/2022
HILLTOP SECURITIES INC. (DALLAS TX)
TX
05/12/2021 - 08/18/2021
PURSHE KAPLAN STERLING INVESTMENTS (Frisco TX)
TX
10/25/2019 - 02/10/2021
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
12/03/2014 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
01/02/2013 - 09/04/2014
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
07/20/2006 - 09/19/2012
UBS FINANCIAL SERVICES INC. (ADDISON TX)
TX
02/06/2006 - 07/12/2006
WACHOVIA SECURITIES, LLC (DALLAS TX)
MN
06/18/2004 - 02/02/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/18/2004 - 02/02/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/29/2002 - 06/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/09/2001 - 08/22/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
10/15/1998 - 05/16/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Casey Mason is the right advisor for you? Invested Better is here to help.
