Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Marshall is a financial advisor in Vestavia Hills, Alabama. Casey has been working in the financial services industry since January 2015. Casey is currently registered with RFG Advisory, LLC, and is a Registered Representative of and Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Casey has a Series 7, Series 6, Series 63 and Series 65 licenses and has passed the SIE Exam. Casey is also a licensed Insurance Agent. Casey has experience working with individuals, high-net-worth individuals, trusts, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
05/24/2021 - Present
RFG Advisory, LLC (VESTAVIA HILLS AL)
AL
01/17/2015 - 06/01/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOOVER AL)
IA
Issued 05/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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