Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey McLaughlin is a financial advisor with over 38 years of experience in the industry. Casey is a registered representative of LPL Financial LLC and is licensed in 14 states. Casey has previously worked with DAIN RAUSCHER INCORPORATED and LEHMAN BROTHERS INC. Casey holds several licenses, including Series 3, 7, 8, 9, 10, 24, and 63. Casey also holds a Series 66 license for investment advisory services. Casey works with a variety of clients, including individuals, businesses, and retirement plans. Casey offers a range of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
03/27/2013 - Present
LPL Financial LLC (WATERLOO IA)
NY
03/02/1998 - 05/22/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
08/28/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
07/23/1990 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
05/22/1984 - 08/09/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/09/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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