Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Patrick Sullivan is a registered representative with Alliancebernstein LP. Casey has been in the securities industry since 2005. Casey is registered with FINRA and has been in the securities industry since 2005. Casey is registered in 32 states, including New York, Florida, Texas, and Virginia, and the District of Columbia. Casey has passed Series 63, Series 66, Series 7, Series 31, and SIE exams. Casey is also an Investment Advisor Representative in 6 states. Casey's clients include high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations, and other businesses. Casey's specializations include asset allocation, portfolio management, financial planning, and publication of periodicals. Casey offers investment advice and portfolio management services to a range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/09/2014 - Present
Alliancebernstein LP (NEW YORK NY)
BOTH
Issued 11/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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