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Casey Neil Abbott

Nationwide Investment Services Corp.

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About Casey Neil Abbott

Casey Abbott is a financial professional with over 15 years of experience in the industry. Casey is currently registered with Nationwide Investment Services Corp. in Columbus, OH. Casey has held previous positions at several firms including Lombard International Distribution Company, TIAA-CREF Individual & Institutional Services, LLC, Securian Financial Services, Inc., American General Equity Services Corporation, Walnut Street Securities, Inc., U.S. Select Securities LLC, MetLife Investors Distribution Company, and MetLife Investors Distribution Company. Casey holds licenses including Series 6, Series 22, Series 62, Series 63, and SIE.

Firm Information

Casey Abbott is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Casey Abbott’s Registration & Firm History

OH

10/10/2022 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

PA

05/04/2018 - 11/12/2020

LOMBARD INTERNATIONAL DISTRIBUTION COMPANY (PHILADELPHIA PA)

TX

10/25/2012 - 04/12/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HOUSTON TX)

MN

04/25/2011 - 10/11/2012

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

TX

11/01/2007 - 03/31/2011

AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)

TX

01/17/2006 - 11/28/2006

WALNUT STREET SECURITIES, INC. (DALLAS TX)

CA

06/29/2005 - 11/18/2005

U.S. SELECT SECURITIES LLC (NAPA CA)

NY

12/11/2004 - 06/28/2005

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

08/09/2004 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 08/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2005

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/23/2005

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 08/06/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Casey Neil Abbott. Review regulatory record here.
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