Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Broach is a financial advisor with over 20 years of experience in the industry. Casey is currently registered with Osaic Wealth, Inc. as a Registered Representative and Investment Advisor Representative. Prior to joining Osaic Wealth, Inc. Casey was a Registered Representative with SAGEPOINT FINANCIAL, INC. and NATIONAL PLANNING CORPORATION. Casey holds the Series 66, Series 7 and SIE licenses and is a Certified Financial Planner. Casey also has experience in other areas including tax preparation and real estate. Casey is committed to providing clients with personalized financial advice and is passionate about helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/01/2023 - Present
Osaic Wealth, Inc. (SAN DIEGO CA)
CA
10/27/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
08/08/2012 - 11/01/2017
NATIONAL PLANNING CORPORATION (SAN DIEGO CA)
CA
10/01/2004 - 07/24/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
03/29/2004 - 10/12/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
12/02/2003 - 03/24/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BOTH
Issued 01/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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