Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Mathias is a financial advisor with over 16 years of experience in the industry. Casey is currently registered with Cetera Investment Advisers LLC in Lutz, FL. Casey has previously worked with First Allied Securities, Inc., Principal Securities, Inc. and Principal Funds Distributor, Inc. Casey holds several licenses including Series 6, Series 7, Series 24, Series 66, Series 99TO and the SIE exam. Casey specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2023 - Present
Cetera Investment Advisers LLC (LUTZ FL)
CA
11/19/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IA
09/18/2006 - 11/22/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
02/25/2009 - 01/04/2011
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BOTH
Issued 12/9/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 9/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Casey Mathias is the right advisor for you? Invested Better is here to help.
