linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Casey Leo Roberts

ETC Brokerage Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Casey? Claim Your Profile

About Casey Leo Roberts

Casey Leo Roberts is a financial professional with over 28 years of experience in the industry. Casey is currently registered with ETC Brokerage Services, LLC in Dallas, TX. Casey has a strong background in investment advisory services, having previously been registered with Citizens Securities, Inc., LPL Financial LLC, IFMG Securities, Inc., and BankBoston Investor Services, Inc. Casey holds a Series 6, 7, 24, 63, and 65 license. Casey is committed to providing clients with personalized financial advice and guidance.

Firm Information

Casey Roberts is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Casey Roberts’s Registration & Firm History

TX

10/27/2020 - Present

ETC Brokerage Services, LLC (DALLAS TX)

MA

01/18/2013 - 10/29/2019

CITIZENS SECURITIES, INC. (BRAINTREE MA)

NJ

05/27/2008 - 12/22/2011

LPL FINANCIAL LLC (MARLBORO NJ)

MA

03/21/2000 - 05/27/2008

IFMG SECURITIES, INC. (BOSTON MA)

MA

11/01/1994 - 11/18/1999

BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)

PA

06/02/1993 - 11/08/1994

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

RI

12/15/1987 - 05/18/1990

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

Not sure if Casey Leo Roberts is right for you?

Licenses & Designations

IA

Issued 09/09/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/01/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Casey Leo Roberts.
Not sure if Casey Leo Roberts is right for you?