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Casey Lee Comstock

Charles Schwab & CO., Inc.

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About Casey Lee Comstock

Casey Comstock is a registered representative with Charles Schwab & CO., Inc.. Casey has been in the financial services industry for over 5 years. Casey has passed several industry exams including the Series 63, 66, 7, 24, 4, and SIE. Casey has been registered in Nebraska since 2017 and is currently registered in 51 other states. Casey is also registered as an investment advisor representative in Nebraska. Before joining Charles Schwab & CO., Inc. Casey worked at TD Ameritrade, INC. Casey is a financial planner and also offers other services including portfolio management for individuals. Casey is a distributor for AdvoCare and has a strong network within the Omaha community.

Firm Information

Casey Comstock is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Casey Comstock’s Registration & Firm History

NE

09/30/2022 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

08/21/2017 - 02/20/2023

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 12/19/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2022

Series 4 - Registered Options Principal Examination

BC

Issued 07/23/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Casey Lee Comstock.
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