Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Lau is a financial professional with over 20 days of experience in the financial services industry. Casey Lau holds a Series 63, Series 79TO, and SIE license. Casey Lau is currently registered with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/08/2023 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 07/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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