Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Jordan Slocum is a financial advisor who has been in the industry since May 2021. Casey is currently registered with Purshe Kaplan Sterling Investments and holds Series 63, 26, 6TO, and SIE licenses. Casey previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2024 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
CO
05/24/2021 - 08/12/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 06/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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