Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Hoffman is an investment advisor representative registered with Morgan Stanley and has been active in the financial industry since 2015. Casey holds licenses for securities and investment advisory services and has worked for several prominent financial institutions throughout their career. Casey has a broad background in financial services and has a deep understanding of the investment markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KS
11/02/2023 - Present
Morgan Stanley (Leawood KS)
MO
07/11/2019 - 10/31/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KANSAS CITY MO)
KS
08/27/2010 - 11/21/2011
STERNE AGEE FINANCIAL SERVICES, INC. (SALINA KS)
KS
05/21/2007 - 08/20/2010
WADDELL & REED, INC. (MANHATTAN KS)
BOTH
Issued 07/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Casey Hoffman is the right advisor for you? Invested Better is here to help.
