Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Alexander is a financial professional with over 40 years of experience in the financial industry. Casey is currently registered with Compass Point Research & Trading, LLC in Washington, DC. Prior to joining Compass Point Research & Trading, LLC, Casey was employed by Ladenburg Thalmann & Co. Inc., Gilford Securities Incorporated, Paine Webber Incorporated, Prudential-Bache Securities Inc., E. F. Hutton & Company Inc. and First Investors Corporation. Casey is a Series 6, 7, 24, 63, 65, 86 and 87 licensed professional and holds a Series 8 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
06/21/2016 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
NY
10/12/2015 - 05/31/2016
LADENBURG THALMANN & CO. INC. (MELVILLE NY)
NY
03/06/1996 - 10/14/2015
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/12/1988 - 03/05/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/12/1983 - 02/27/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/24/1981 - 11/01/1983
E. F. HUTTON & COMPANY INC
NA
02/23/1981 - 12/03/1981
FIRST INVESTORS CORPORATION
IA
Issued 06/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/07/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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