Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey James Finneran is a financial advisor with Pimco Investments LLC. Casey has been in the financial services industry since April 10, 2006. Casey holds Series 3, 7, 31 and SIE licenses and is registered with FINRA and is registered in 53 states for securities. Prior to joining Pimco Investments LLC, Casey worked at Allianz Global Investors Distributors LLC, SunAmerica Capital Services, Inc. and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/14/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
07/15/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NJ
08/07/2007 - 07/13/2010
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
PA
04/02/2007 - 08/01/2007
MORGAN STANLEY & CO., INCORPORATED (SCRANTON PA)
PA
04/04/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SCRANTON PA)
BOTH
Issued 04/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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