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Casey Hencz

Cetera Investment Services LLC

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About Casey Hencz

Casey Hencz is a financial advisor with Cetera Investment Services LLC. Casey has been in the financial services industry since 2005. Casey has a strong background in the industry and is registered in 51 states. Casey holds the Series 6, 7 and 63 licenses, as well as the SIE. Casey is committed to providing clients with personalized financial advice and guidance.

Firm Information

Casey Hencz is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Casey Hencz’s Registration & Firm History

CO

02/09/2024 - Present

Cetera Investment Services LLC (GREENWOOD VILLAGE CO)

CO

09/17/2013 - 02/05/2024

TRANSAMERICA CAPITAL, INC. (DENVER CO)

IL

07/20/2011 - 08/23/2013

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

08/23/2007 - 03/25/2009

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

IL

03/20/2007 - 08/09/2007

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC. (CHICAGO IL)

IL

10/04/2006 - 03/27/2007

LINSCO/PRIVATE LEDGER CORP. (SLEEPY HOLLOW IL)

WI

09/15/2006 - 09/19/2006

CHASE INVESTMENT SERVICES CORP. (MEQUON WI)

WI

07/25/2002 - 08/17/2006

U.S. BANCORP INVESTMENTS, INC. (BROOKFIELD WI)

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Licenses & Designations

BC

Issued 09/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/24/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/24/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Casey Hencz.
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