Unclaimed
Casey Davies is a financial advisor with Fidelity Brokerage Services LLC. Casey has been in the securities industry since 2019. Casey is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 9, Series 10, and Series 63 licenses. Casey is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/07/2019 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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