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Casey Gage

Advisors Asset Management, Inc.

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About Casey Gage

Casey Gage is a financial advisor with Advisors Asset Management, Inc., a firm with offices in Monument, CO and Houston, TX. Casey has over 16 years of experience in the financial services industry. Casey has held previous positions at Delaware Distributors, L.P., Highland Capital Funds Distributor, Inc., NexBank Securities Inc, Destra Capital Investments LLC, Morgan Stanley Smith Barney, and Pioneer Funds Distributor, Inc.. Casey is licensed in Louisiana and Texas.

Firm Information

Casey Gage is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Casey Gage’s Registration & Firm History

TX

10/04/2021 - Present

Advisors Asset Management, Inc. (BOERNE TX)

PA

07/18/2016 - 10/20/2021

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

TX

01/02/2014 - 03/22/2016

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)

TX

10/29/2012 - 12/31/2013

NEXBANK SECURITIES INC (DALLAS TX)

MT

12/07/2011 - 10/29/2012

DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)

TX

11/17/2010 - 12/12/2011

MORGAN STANLEY SMITH BARNEY (HOUSTON TX)

MA

01/31/2005 - 06/01/2010

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 08/16/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/13/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/24/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 10/31/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/28/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Casey Gage.
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