Unclaimed
Casey Deluca is a financial professional with over four years of experience in the industry. Casey holds the Series 63, 79 and 52 licenses. Casey is currently employed by Houlihan Lokey Capital, Inc. located in New York, NY and has been with the firm since November 2020. Previously, Casey was employed by WELLS FARGO SECURITIES, LLC in San Francisco, CA. Casey is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
CA
08/09/2016 - 10/22/2020
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/09/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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