Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Bradford is a financial advisor who has been working in the industry since 2007. Casey has a Series 7, 63, 66, 9, 10, 24, 4, 52TO, 53, 79TO, and 99TO licenses, and is registered in Florida. Casey is currently employed by Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Previously, Casey was employed by UBS Financial Services Inc., LPL Financial LLC, and Signator Investors, Inc. Casey holds a SIE license and has worked in the Tampa, Charlotte, and San Diego areas. Casey works with clients in a variety of areas, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/05/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
06/02/2017 - 09/02/2019
UBS FINANCIAL SERVICES INC. (TAMPA FL)
CA
08/15/2008 - 05/24/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
FL
08/14/2006 - 01/22/2008
SIGNATOR INVESTORS, INC. (MIAMI FL)
BOTH
Issued 09/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/21/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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