Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Waits is a financial advisor with Prospera Financial Services, Inc. with over 27 years of experience in the financial industry. Casey has experience in providing financial planning and investment management for individuals, businesses and pooled investment vehicles. Casey is registered with the state of Texas and in 20 states including California, Florida and Illinois. Casey is a Series 7, 63 and 24 licensed advisor. Casey also has an Operations Professional Examination (Series 99TO) and an Investment Banking Registered Representative Examination (Series 79TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
02/18/2003 - Present
Prospera Financial Services, Inc. (NEW BRAUNFELS TX)
TX
01/04/1996 - 07/29/1997
SIGNAL SECURITIES, INC. (FORT WORTH TX)
MI
07/17/1995 - 01/04/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
TX
04/13/1995 - 07/20/1995
SIGNAL SECURITIES, INC. (FORT WORTH TX)
BC
Issued 05/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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