Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Galligan is a financial advisor with Ares Wealth Management Solutions, LLC. Casey has been in the financial industry since 2004. Casey has passed the Series 6, Series 7, Series 24, Series 53, and Series 63 exams and is registered in 53 states. Casey was previously employed at Deutsche AM Distributors, Inc., Morgan Stanley, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/28/2017 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
IL
10/14/2016 - 07/28/2017
DEUTSCHE AM DISTRIBUTORS, INC. (CHICAGO IL)
NY
06/01/2009 - 04/07/2016
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/09/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/23/1999 - 08/31/2001
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
BC
Issued 01/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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