Unclaimed
Casey C. Zgutowicz is a financial advisor with Lockton Investment Securities, LLC. Casey has been in the industry since December 15, 2019, and is licensed to sell securities in Illinois. Casey has passed the Series 63, Series 6TO, and SIE exams. Casey is registered with FINRA and is currently active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
12/16/2019 - Present
Lockton Investment Securities, LLC (KANSAS CITY MO)
BC
Issued 11/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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