Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Bowman is a financial advisor in Phoenix, Arizona, with over six years of experience in the financial services industry. Casey currently holds registrations with Merrill Lynch, Pierce, Fenner & Smith Inc. Casey previously worked with J.P. Morgan Securities LLC and Vanguard Marketing Corporation. Casey is a Series 7, Series 63, and Series 65 licensed professional. Casey specializes in offering investment advice to individuals, businesses, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations. Casey's prior experience includes positions with The Vanguard Group, Inc., The University of Arizona, and TFO Phoenix, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
04/26/2022 - 02/09/2024
J.P. MORGAN SECURITIES LLC (Phoenix AZ)
AZ
08/14/2017 - 08/20/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 05/09/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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