Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Blake Bumgarner is an investment advisor representative with Wells Fargo Clearing Services, LLC, who has been in the industry since May 2006. Casey has experience working with a wide range of clients, including individuals, corporations, and charitable organizations. Casey holds the Series 6, 7, 63 and 66 licenses, as well as the SIE exam. In addition to their role at Wells Fargo Clearing Services, LLC, Casey also works as a Limited Partner for Angelus Sano Fund LP, a medical device company in Winter Park, FL. Casey is registered with the state of North Carolina and Texas and has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/09/2021 - Present
Wells Fargo Clearing Services, LLC (NORTH WILKESBORO NC)
NC
04/18/2018 - 12/10/2021
EDWARD JONES (RALEIGH NC)
NJ
01/03/2013 - 01/25/2018
PRUCO SECURITIES, LLC. (NEWARK NJ)
NC
03/10/2006 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (RALEIGH NC)
BOTH
Issued 07/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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