Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Waltz is a financial advisor with over 15 years of experience in the financial services industry. Casey is a registered representative of Morgan Stanley and holds a Series 7, 63, 65, 66, 9, and 10 license. Casey has worked with a variety of clients, including individuals, families, businesses, and institutions. Casey provides a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VT
05/18/2021 - Present
Morgan Stanley (Colchester VT)
VT
06/01/2009 - 06/12/2018
MORGAN STANLEY (Colchester VT)
VT
12/03/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BURLINGTON VT)
BOTH
Issued 05/17/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Casey Waltz is the right advisor for you? Invested Better is here to help.
