Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Casey? Claim Your ProfileCasey Alan Winningham is an investment advisor representative with Cetera Investment Advisers LLC, a firm based in Schaumburg, Illinois. Casey has been in the financial industry since 1986, working with clients on their financial planning needs. Casey has a background in working with individuals, corporations, pensions and profit sharing plans, and charitable organizations. Casey holds the Series 6, 7, 26, and 63 licenses. He is a Certified Financial Planner and is registered in Arizona, California, Florida, Hawaii, Idaho, Kentucky, Massachusetts, Minnesota, Nevada, North Carolina, Oregon, Texas, Utah, Virgin Islands, Virginia, Washington and Wyoming. Casey is also the owner of Winningham Wealth Management LLC, a business he operates in conjunction with his Cetera advisory practice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/21/2020 - Present
Cetera Investment Advisers LLC (SAN JOSE CA)
CA
01/27/1986 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (SAN JOSE CA)
BC
Issued 12/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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