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Casey Aaron Sutton

THE Leaders Group, Inc.

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About Casey Aaron Sutton

Casey Sutton is a financial professional with over 15 years of experience in the financial services industry. Casey has been registered with The Leaders Group, Inc. since 2016. Previously Casey was registered with MSI Financial Services, Inc., Pruco Securities, LLC, ING Financial Partners, Inc., American General Equity Services Corporation, AXA Distributors, LLC, Pacific Select Distributors, Inc., Mutual Service Corporation, Vanguard Marketing Corporation, and The Leaders Group, Inc. Casey holds the Series 6 and Series 63 registrations and has passed the Securities Industry Essentials Examination (SIE). Casey has worked in Littleton, CO; Charlotte, NC; Newark, NJ; Waxhaw, NC; Schenectady, NY; Houston, TX; Newport Beach, CA; Boston, MA; and Malvern, PA.

Firm Information

Casey Sutton is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Casey Sutton’s Registration & Firm History

CO

04/26/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

10/06/2016 - 03/05/2018

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

03/30/2015 - 10/05/2016

MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)

NJ

01/31/2014 - 01/27/2015

PRUCO SECURITIES, LLC. (NEWARK NJ)

CO

03/14/2013 - 01/13/2014

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

08/13/2012 - 03/19/2013

ING FINANCIAL PARTNERS, INC. (WAXHAW NC)

NY

02/17/2012 - 08/10/2012

ING FINANCIAL PARTNERS, INC. (SCHENECTADY NY)

CO

01/12/2010 - 12/31/2011

THE LEADERS GROUP, INC. (LITTLETON CO)

TX

04/21/2008 - 01/13/2010

AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)

NC

05/14/2007 - 01/25/2008

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CA

01/13/2005 - 05/16/2007

PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)

MA

09/09/2003 - 12/31/2004

MUTUAL SERVICE CORPORATION (BOSTON MA)

NC

10/24/2000 - 02/07/2003

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

PA

04/19/1999 - 03/08/2000

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 04/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Casey Aaron Sutton. Review regulatory record here.
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