Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caryn? Claim Your ProfileCaryn Gold is a financial advisor registered with J.p. Morgan Securities LLC and holds the Series 66, Series 4, Series 9, Series 10, Series 24, SIE, and Series 7 licenses. Caryn has been in the financial industry since 2015 and has worked for several firms including Morgan Stanley and Leumi Investment Services Inc. Caryn is currently based in Houston, TX and specializes in providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/29/2024 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
02/07/2019 - 02/27/2024
MORGAN STANLEY (Houston TX)
NY
07/02/2018 - 01/03/2019
J.P. MORGAN SECURITIES LLC (Brooklyn NY)
NY
06/16/2015 - 05/08/2018
LEUMI INVESTMENT SERVICES INC. (NEW YORK NY)
BOTH
Issued 02/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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