Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caryn? Claim Your ProfileCaryn Annik Sophie Augst is a financial professional with over 35 years of experience in the industry. Caryn is currently registered with LPL Financial LLC in California. Prior to joining LPL Financial LLC, Caryn worked with Lincoln Financial Securities Corporation, MML Investors Services, LLC, and MSI Financial Services, Inc. Caryn holds FINRA Series 6, 7, 63, and 65 licenses as well as the SIE exam. Caryn is also a Certified Financial Planner™. Caryn is committed to providing her clients with personalized financial advice and guidance. She offers a wide range of services, including financial planning, investment management, and retirement planning. Caryn is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/09/2024 - Present
LPL Financial LLC (BERKELEY CA)
CA
03/03/2021 - 05/08/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (Berkeley CA)
CA
03/25/2017 - 03/03/2021
MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)
CA
11/10/1987 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
CA
11/09/1987 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (OAKLAND CA)
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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