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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caryl-lyn? Claim Your ProfileCaryl-lyn Mazullo is an investment advisor representative with over 28 years of experience in the financial services industry. Caryl-lyn Mazullo is currently registered with Morgan Stanley. Previously, Caryl-lyn Mazullo was registered with UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ash & Co. Incorporated, FSG Securities, Inc. and Smith Barney Shearson Inc.. Caryl-lyn Mazullo has passed the Series 63, Series 65, Series 7, Series 9 and Series 10 exams. Caryl-lyn Mazullo specializes in providing financial planning, pension consulting, asset allocation advice and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/30/2022 - Present
Morgan Stanley (Akron OH)
OH
11/12/2010 - 05/10/2022
UBS FINANCIAL SERVICES INC. (AKRON OH)
NY
06/01/2009 - 11/29/2010
MORGAN STANLEY SMITH BARNEY (HAUPPAUGE NY)
NY
09/15/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NY
07/18/1996 - 09/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SMITHTOWN NY)
NY
02/28/1996 - 07/02/1996
ASH & CO. INCORPORATED (GREAT NECK NY)
NY
04/13/1994 - 04/27/1995
FSG SECURITIES, INC. (NEW YORK NY)
NY
09/15/1993 - 03/29/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 11/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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