Unclaimed
Cary Cicurel is a financial professional with over 30 years of experience in the industry. Cary is currently registered with Loop Capital Markets LLC in Chicago, IL. Prior to that, Cary worked with Wells Fargo Securities, LLC, Stifel, Nicolaus & Company, Incorporated, FTN Financial Securities Corp, Dain Bosworth Incorporated, Everen Securities, Inc. and Kidder, Peabody & Co. Incorporated. Cary holds the Series 7, Series 63, and SIE exams. Cary has a history of working with a variety of clients, including high-net-worth individuals, corporations, and state or municipal government entities. Cary's focus is on providing clients with a wide range of financial services including equity research services, transition management services and securities ratings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
11/29/2017 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
07/21/2015 - 11/30/2017
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
IL
01/07/2013 - 07/28/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
05/19/1999 - 11/07/2012
FTN FINANCIAL SECURITIES CORP (CHICAGO IL)
NA
08/16/1994 - 09/05/1997
DAIN BOSWORTH INCORPORATED
MO
03/30/1993 - 08/23/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
07/25/1987 - 03/31/1993
FUJI SECURITIES INC. (NEW YORK NY)
NA
12/17/1985 - 11/24/1986
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 02/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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