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Cary Stuart Cicurel

Loop Capital Markets LLC

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About Cary Stuart Cicurel

Cary Cicurel is a financial professional with over 30 years of experience in the industry. Cary is currently registered with Loop Capital Markets LLC in Chicago, IL. Prior to that, Cary worked with Wells Fargo Securities, LLC, Stifel, Nicolaus & Company, Incorporated, FTN Financial Securities Corp, Dain Bosworth Incorporated, Everen Securities, Inc. and Kidder, Peabody & Co. Incorporated. Cary holds the Series 7, Series 63, and SIE exams. Cary has a history of working with a variety of clients, including high-net-worth individuals, corporations, and state or municipal government entities. Cary's focus is on providing clients with a wide range of financial services including equity research services, transition management services and securities ratings.

Firm Information

Cary Cicurel is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Cary Cicurel’s Registration & Firm History

IL

11/29/2017 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

07/21/2015 - 11/30/2017

WELLS FARGO SECURITIES, LLC (CHICAGO IL)

IL

01/07/2013 - 07/28/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)

IL

05/19/1999 - 11/07/2012

FTN FINANCIAL SECURITIES CORP (CHICAGO IL)

NA

08/16/1994 - 09/05/1997

DAIN BOSWORTH INCORPORATED

MO

03/30/1993 - 08/23/1994

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

07/25/1987 - 03/31/1993

FUJI SECURITIES INC. (NEW YORK NY)

NA

12/17/1985 - 11/24/1986

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 02/12/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cary Stuart Cicurel.
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