Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cary? Claim Your ProfileCary Margolis is a financial advisor at Western International Securities, Inc. and Next Financial Group, Inc. Cary has been working in the financial industry since September 7, 2001. Cary is registered to provide investment advice in California. Cary holds a variety of licenses and certifications, including the Series 7, Series 24, Series 52TO, Series 53, and Series 63. Cary specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/10/2024 - Present
Western International Securities, Inc. (Pasadena CA)
CA
04/13/2011 - 01/02/2018
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
11/23/2010 - 04/15/2011
R.W. TOWT & ASSOCIATES (SAN DIEGO CA)
NV
08/03/2007 - 11/24/2008
ING FINANCIAL PARTNERS, INC. (LAS VEGAS NV)
NV
06/22/2000 - 07/17/2007
NEVWEST SECURITIES CORPORATION (LAS VEGAS NV)
NE
06/07/1999 - 06/09/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 10/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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