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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cary? Claim Your ProfileCary M. Reynolds is a financial advisor who has been in the industry since 1995. Cary is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since 2014. Prior to joining Merrill Lynch, Cary worked with Charles Schwab & Co., Inc. Cary holds a variety of licenses and certifications including Series 6, 7, 9, 52, and 63. Cary specializes in advising individuals, corporations, and businesses. Cary is a knowledgeable and experienced financial advisor, and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/11/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
10/10/1997 - 04/30/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
MI
01/04/1996 - 09/03/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
06/09/1995 - 10/27/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
AZ
02/15/1995 - 05/17/1995
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 03/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/03/1996
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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