Unclaimed
Cary James Miller is a financial advisor with Fidelity Brokerage Services LLC. Cary has been in the financial services industry for 6 years and is registered with FINRA and 53 states. Cary is licensed to sell securities and has passed the Series 7, Series 99TO, and Series 63 exams. Cary has also completed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/12/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Cary Miller is the right advisor for you? Invested Better is here to help.