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Cary Galant

Drivewealth, LLC

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About Cary Galant

Cary Galant is a financial professional with over six years of experience in the industry. Cary holds a Series 6, 7, 24, 57TO, 63, 86 and 87 licenses and is currently registered with Drivewealth, LLC. Cary has previously held positions with firms such as Stash Capital LLC, BTIG, LLC, Foreside Funds Distributors LLC and Open to the Public Investing, Inc. Cary's experience spans various aspects of the financial services industry, including investment company products, variable contracts, securities trading, and research analysis.

Firm Information

Cary Galant is currently registered with Drivewealth, LLC. Drivewealth, LLC is a Limited Liability Company formed in May 2012. The firm is registered to conduct business in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cary Galant’s Registration & Firm History

NY

08/24/2023 - Present

Drivewealth, LLC (New York NY)

NY

03/23/2021 - 12/16/2021

OPEN TO THE PUBLIC INVESTING, INC. (NEW YORK NY)

NY

10/22/2020 - 03/22/2021

DRIVEWEALTH, LLC (NEW YORK NY)

NY

06/18/2018 - 09/30/2020

STASH CAPITAL LLC (New York NY)

NY

02/16/2016 - 05/11/2017

BTIG, LLC (NEW YORK NY)

NY

01/01/2015 - 02/08/2016

FORESIDE FUNDS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/16/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/11/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/24/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/31/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cary Galant.
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