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Cary Fred McDougal

Charles Schwab & CO., Inc.

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About Cary Fred McDougal

Cary McDougal has been in the financial services industry since 1995 and is currently registered with Charles Schwab & CO., Inc. Cary has experience in the financial industry and has held previous positions with OppenheimerFunds Distributor, Inc. and Foster Jeffries Co., Inc. Cary is registered in multiple states and holds several industry licenses. Cary is dedicated to providing clients with financial advice and services to help them meet their investment goals.

Firm Information

Cary McDougal is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Cary McDougal’s Registration & Firm History

CO

02/15/1996 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NY

08/16/1995 - 02/09/1996

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

07/13/1994 - 08/01/1994

FOSTER JEFFRIES CO., INC. (WESTBURY NY)

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Licenses & Designations

BC

Issued 07/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Cary Fred McDougal.
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