linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Cary Eric Fogus

Apex Clearing Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cary? Claim Your Profile

About Cary Eric Fogus

Cary Eric Fogus is a financial advisor with over 10 years of experience in the industry. Cary has held previous positions at several firms including Purshe Kaplan Sterling Investments, Avantax Investment Services, Inc., 1st Global Capital Corp., Chase Investment Services Corp., Thrivent Investment Management Inc., TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, and TD Ameritrade, Inc. Cary currently is registered with Apex Clearing Corp.

Firm Information

Cary Fogus is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cary Fogus’s Registration & Firm History

TX

03/01/2022 - Present

Apex Clearing Corp. (DALLAS TX)

TX

04/22/2021 - 02/08/2022

PURSHE KAPLAN STERLING INVESTMENTS (Frisco TX)

TX

10/25/2019 - 04/19/2021

AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)

TX

04/18/2019 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

05/18/2011 - 11/03/2014

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

01/14/2010 - 03/21/2011

CHASE INVESTMENT SERVICES CORP. (DALLAS TX)

TX

08/06/2009 - 12/21/2009

THRIVENT INVESTMENT MANAGEMENT INC. (IRVING TX)

TX

05/19/2008 - 05/22/2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)

TX

04/10/2007 - 05/14/2008

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

07/26/2006 - 03/12/2007

TD AMERITRADE, INC. (FORT WORTH TX)

Not sure if Cary Eric Fogus is right for you?

Licenses & Designations

BC

Issued 07/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/26/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cary Eric Fogus.
Not sure if Cary Eric Fogus is right for you?