linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Cary A Guffey

PNC Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cary? Claim Your Profile

About Cary A Guffey

Cary Guffey is a financial advisor with PNC Investments. Cary has been in the financial industry for over 20 years and has experience providing investment advice to individuals, businesses and institutions. Cary is registered to provide investment advice in 14 states, including Alabama, Florida, Georgia, Indiana, Louisiana, Michigan, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas and West Virginia. Cary also has a Series 24, Series 7 and SIE licenses.

Firm Information

Cary Guffey is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cary Guffey’s Registration & Firm History

AL

02/29/2012 - Present

PNC Investments (BIRMINGHAM AL)

AL

10/30/2009 - 02/24/2012

NBC SECURITIES, INC. (BIRMINGHAM AL)

AL

07/12/2002 - 10/30/2009

COLONIAL BROKERAGE, INC. (BIRMINGHAM AL)

NY

10/11/2000 - 07/16/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Cary A Guffey is right for you?

Licenses & Designations

BOTH

Issued 11/01/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cary A Guffey.
Not sure if Cary A Guffey is right for you?