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Carvey Leung

Cantor Fitzgerald & Co.

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About Carvey Leung

Carvey Leung is a financial professional with over 3 years of experience in the industry. Carvey is currently registered with Cantor Fitzgerald & Co. and holds the Series 63, Series 7TO, Series 86, Series 87, and SIE licenses. Carvey has a broad range of experience, including research and analysis. Carvey is registered in 6 states: California, Florida, Illinois, Massachusetts, New York, and Texas.

Firm Information

Carvey Leung is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carvey Leung’s Registration & Firm History

NY

08/29/2019 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/11/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2020

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/11/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carvey Leung.
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