Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter William Smelser is a financial advisor with Cambridge Investment Research Advisors, Inc. Carter has been in the industry since 2013 and holds Series 66, Series 7, Series 24, and Series 51 licenses. Carter previously worked with Securities Management and Research, Inc., Berthel, Fisher & Company Financial Services, Inc., and MML Investors Services, LLC. Carter's specializations include: 1) Asset Allocation, 2) Insurance, 3) Retirement Planning, 4) Estate Planning, 5) Education Planning, 6) Investments, 7) Tax Planning, and 8) Mutual Funds. Carter works out of their office in Denver, CO and Fairfield, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
02/04/2022 - Present
Cambridge Investment Research Advisors, Inc. (Denver CO)
IA
01/29/2020 - 01/20/2022
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IA
07/08/2014 - 01/20/2022
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Cedar Rapids IA)
IA
01/09/2013 - 09/10/2013
MML INVESTORS SERVICES, LLC (IOWA CITY IA)
BOTH
Issued 01/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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