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Carter W Potts

GWN Securities Inc.

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About Carter W Potts

Carter W Potts is a financial professional with over 17 years of experience in the securities industry. Carter has a strong background in providing investment advice to individuals and businesses. Carter is currently registered with GWN Securities Inc. and has previously worked at Nationwide Securities, LLC and Park Avenue Securities LLC. Carter is a Series 63, Series 65, Series 66, and Series 7 licensed professional and is committed to providing personalized financial guidance to help clients reach their financial goals. Carter is also a licensed insurance professional and can provide clients with guidance on a variety of insurance products.

Firm Information

Carter Potts is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Carter Potts’s Registration & Firm History

FL

07/01/2020 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

GA

03/08/2005 - 07/01/2020

NATIONWIDE SECURITIES, LLC (Lawrenceville GA)

NY

01/07/2003 - 02/23/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/11/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/02/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carter W Potts. Review regulatory record here.
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