Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carter? Claim Your ProfileCarter Gerling is a financial advisor with Empower Financial Services, Inc. Carter has been in the financial industry since February 21, 2020. Carter has a Series 63, Series 6TO and SIE licenses and is registered in Missouri. Carter is also a registered representative of GWFS Equities, Inc. and American Century Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
04/01/2022 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
CO
12/06/2021 - 02/25/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MO
08/16/2019 - 07/02/2021
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 06/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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